Posts in October, 2020

Plaintiffs Argue Arbitration Not the Right Forum for TD Ameritrade Class Action Oct 31

Plaintiffs filed a response to Defendants TD Ameritrade and TD Ameritrade Futures and Forex motion to compel arbitration on ...

UPDATE: Animal Rescue Group Refuses to Return French Bulldogs to O’Hare Airport Oct 22

15 French Bulldogs & an Illegal Puppy Mill Scheme Believe it or not, hundreds of puppies land in US airports from international ...

SEC Proposes Conditional Finder Exemptions from Broker-Dealer Registration Oct 13

On October 7, 2020, the Securities and Exchange Commission (“SEC”) published a proposed exemption from registration for ...